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SEC No-Action Letters

LIVEDGAR, GSI's powerful online research platform, makes over 60,000 SEC No-Action Letters dating back to 1971 electronically available and full-text searchable. Users can search the SEC No-Action Letter collection by filer name, act section, act rule, date or keyword to return precise securities research results.

Image Additionally, users can view the Most Recent SEC No-Action Letters filed or set up an Alert to get notified of any new SEC No-Action Letters as soon as they are released by the SEC and added to LIVEDGAR. Additionally, results provide options to view, print, save and e-mail SEC No-Action Letters in their entirety.

SEC No-Action Letters are important research tools as they provide a guide for past actions that the SEC has allowed or disallowed. Over 1,000 new SEC No-Action Letters are added to LIVEDGAR each year, providing users with a wealth of important research information.


For ease of use, LIVEDGAR is unmatched in the industry and users are assured of simplified SEC No-Action Letter research that yields quick and accurate results.





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